Contested Guardianship Cases in New York

Guardianship proceedings are commenced by the filing of a petition with the Court.  The contents of the petition is set forth in New York Mental Hygiene Law (MHL) Section 81.08.  Among other items, the petition must include information regarding an alleged incapacitated person’s (AIP) functional level and his ability to take care of his activities of daily living.  Guardianship petitions need to provide the Court with the basics of the AIP’s circumstances and the prima facie case for the appointment of a Guardian for personal needs and property management.  MHL Section 81.02(b) provides that a Court needs to have clear and convincing evidence to determine that a person is incapacitated.

In many cases the need for the appointment of a Guardian is clear and without dispute.  For example, a person may suffer from dementia or a serious illness or accident and be totally dependent upon his family or friends for all daily activities such as feeding and personal hygiene.  In these cases there may also be no dispute as to whom should be appointed as Guardian such as an AIP’s spouse or other close family member or friend.

However, I have represented clients where there are major disputes in the Guardianship case.  These controversies have many different aspects.  The following is a list of some of the most commonly contested Guardianship areas that I have encountered:

         (a)   Disputes Regarding Incapacity - sometimes the AIP opposes the 

petition and sets forth a position that he does not need a Guardian.  The Court then would need to determine whether the person meets the statutory criteria of being incapacitated.

When a petition is filed with the Court, the Court then signs and issues an Order to Show Cause. This Order is served on various parties including the AIP. MHL 81.07 states that the AIP is entitled to be present at the hearing and to advise the Court if he does not want a Guardian appointed. The Order also must state that the AIP has the right to be represented by an attorney. Typically, when an AIP is opposing the Guardianship appointment, the Court will appoint an attorney to represent the AIP.

         (b)   Available Alternatives to Guardianship : there are instances where 

the AIP is clearly incapacitated and cannot handle his activities of daily living.  However, before becoming incapacitated, the AIP may have signed and put into effect a Durable Power of Attorney, a Health Care Proxy or a Living Trust.  When there exists alternate and advance directives so that the AIP has already established a means by which his needs can be taken care of, the Court will not appoint a Guardian.  Many Guardianship contests involve the validity of these advance directives.  If the AIP signed a Power of Attorney or Health Care Proxy at a time when he was already incapacitated, the Guardianship court has the power to revoke or void such papers.  These Judicial powers are set forth in MHL Section 81.29.

         (c)    Disputes Regarding the Person to Be Appointed as Guardian

Another area of controversy concerns disputes as to the proper person to be appointed as Guardian.  In these cases there may be little question regarding the need for the Guardian.  However, different family members may be competing for appointment so that they can control the personal needs and property management of the AIP.

It is not unusual for one family member to claim that a competing family member either did not adequately care for the AIP’s health and personal needs or that there was improper involvement with the AIP’s assets.  In view of the myriad of complaints that one person may have against the other, the Court may be faced with very bitter tension between the competing potential family members.  One standard manner by which Guardianship Courts resolve these arguments is to appoint an independent third party as the Guardian.  

I have represented many family members and friends in contested Guardianship cases in Manhattan Guardianship Court, Brooklyn Guardianship Court and other courts throughout New York including Long Island.  If you have any questions regarding Guardianship call Guardianship attorney Jules Martin Haas for a free review at (212) 355-2575 or email: Jules.Haas@verizon.net.